Governance API

Field	Value
Document ID	ASCEND-API-004
Version	2026.04
Last Updated	April 2026
Author	Ascend Engineering Team
Publisher	OW-KAI Technologies Inc.
Classification	Enterprise Client Documentation
Compliance	SOC 2 CC6.1/CC6.2, PCI-DSS 7.1/8.3, HIPAA 164.312, NIST 800-53 AC-2/SI-4

Reading Time: 8 minutes | Skill Level: Intermediate

Overview

The Governance API allows you to configure policies, smart rules, and approval workflows that control how AI agent actions are evaluated and processed.

note

Governance API endpoints that create or modify policies require admin-level API keys. Policy changes take effect immediately for all subsequent action evaluations.

Base URL

https://pilot.owkai.app/api/governance

Smart Rules

Create Smart Rule

POST /api/smart-rules
Authorization: Bearer <admin_jwt>
Content-Type: application/json

{
  "name": "High-Value Trade Approval",
  "description": "Require manager approval for trades over $50,000",
  "is_active": true,
  "priority": 100,
  "conditions": {
    "action_type": "trade_execution",
    "parameters.amount": {"$gte": 50000}
  },
  "action": "REQUIRE_APPROVAL",
  "approval_level": 3,
  "notifications": {
    "channels": ["slack-trading-alerts"],
    "priority": "high"
  }
}

Condition Operators

Operator	Description	Example
`$eq`	Equal to	`{"risk_score": {"$eq": 50}}`
`$ne`	Not equal	`{"status": {"$ne": "blocked"}}`
`$gt`	Greater than	`{"amount": {"$gt": 1000}}`
`$gte`	Greater than or equal	`{"risk_score": {"$gte": 80}}`
`$lt`	Less than	`{"quantity": {"$lt": 100}}`
`$lte`	Less than or equal	`{"score": {"$lte": 30}}`
`$in`	In array	`{"action_type": {"$in": ["read", "write"]}}`
`$nin`	Not in array	`{"agent_type": {"$nin": ["sandbox"]}}`
`$contains`	String contains	`{"description": {"$contains": "PII"}}`
`$regex`	Regex match	`{"email": {"$regex": "@company.com$"}}`

Rule Actions

Action	Description	HTTP Response
`AUTO_APPROVE`	Automatically approve	200
`REQUIRE_APPROVAL`	Queue for human approval	202
`DENY`	Automatically deny	403
`ESCALATE`	Escalate to higher level	202
`NOTIFY`	Approve but notify	200

Response

{
  "status": "success",
  "data": {
    "rule_id": "rule_123",
    "name": "High-Value Trade Approval",
    "is_active": true,
    "created_at": "2025-12-15T10:00:00Z"
  }
}

List Smart Rules

GET /api/smart-rules?is_active=true
Authorization: Bearer <jwt_token>

{
  "status": "success",
  "data": {
    "rules": [
      {
        "rule_id": "rule_123",
        "name": "High-Value Trade Approval",
        "priority": 100,
        "is_active": true,
        "action": "REQUIRE_APPROVAL",
        "match_count_30d": 45
      }
    ],
    "total": 12
  }
}

Delete Smart Rule

DELETE /api/smart-rules/{rule_id}
Authorization: Bearer <admin_jwt>

Risk Configuration

Get Risk Configuration

GET /api/risk-scoring/config
Authorization: Bearer <admin_jwt>

{
  "status": "success",
  "data": {
    "weights": {
      "data_sensitivity": 0.30,
      "operation_type": 0.25,
      "financial_impact": 0.20,
      "compliance": 0.15,
      "historical": 0.10
    },
    "thresholds": {
      "auto_approve_max": 30,
      "require_approval_min": 31,
      "auto_deny_min": 95
    },
    "modifiers": {
      "pii_data": 40,
      "financial_data": 35,
      "health_data": 45,
      "delete_operation": 30,
      "external_api": 20
    }
  }
}

Create Risk Configuration

POST /api/risk-scoring/config
Authorization: Bearer <admin_jwt>
Content-Type: application/json

{
  "weights": {
    "data_sensitivity": 0.35,
    "financial_impact": 0.25
  },
  "thresholds": {
    "auto_approve_max": 25,
    "auto_deny_min": 90
  }
}

Activate Risk Configuration

PUT /api/risk-scoring/config/{config_id}/activate
Authorization: Bearer <admin_jwt>

Policy Templates

List Templates

GET /api/governance/policies/templates
Authorization: Bearer <jwt_token>

{
  "status": "success",
  "data": {
    "templates": [
      {
        "template_id": "tpl_financial",
        "name": "Financial Services",
        "description": "Pre-configured rules for financial operations",
        "rules_count": 15,
        "categories": ["trading", "payments", "compliance"]
      },
      {
        "template_id": "tpl_healthcare",
        "name": "Healthcare",
        "description": "HIPAA-compliant governance rules",
        "rules_count": 20,
        "categories": ["phi", "consent", "audit"]
      }
    ]
  }
}

Create Policy from Template

POST /api/governance/policies/from-template
Authorization: Bearer <admin_jwt>
Content-Type: application/json

{
  "template_id": "tpl_financial",
  "name": "Custom Financial Policy",
  "description": "Customized financial services policy"
}

Pending Approvals

List Pending Approvals

GET /api/governance/dashboard/pending-approvals
Authorization: Bearer <jwt_token>

{
  "status": "success",
  "data": {
    "pending": [
      {
        "action_id": "act_xyz789",
        "agent_id": "trading-bot-001",
        "action_type": "trade_execution",
        "risk_score": 75,
        "submitted_at": "2025-12-15T10:30:00Z",
        "summary": "Execute $75,000 AAPL trade"
      }
    ],
    "total": 5
  }
}

Approve Workflow Action

POST /api/governance/workflows/{workflow_execution_id}/approve
Authorization: Bearer <admin_jwt>
X-CSRF-Token: <csrf_token>
Content-Type: application/json

{
  "decision": "approved",
  "comment": "Approved after review"
}

Smart Rules Analytics

For rule performance analytics, use the Smart Rules analytics endpoint:

GET /api/smart-rules/analytics
Authorization: Bearer <jwt_token>

See the Smart Rules documentation for details on analytics responses.

SDK Examples

Python

from ascend import AscendClient

client = AscendClient(api_key="owkai_...")

# Create smart rule
rule = client.create_smart_rule(
    name="Block After Hours Trading",
    conditions={
        "action_type": "trade_execution",
        "time_of_day": {"$gte": "18:00", "$lte": "06:00"}
    },
    action="DENY"
)

# Update risk config
client.update_risk_config(
    thresholds={"auto_approve_max": 25}
)

Node.js

const { AscendClient } = require('@ascend-ai/sdk');

const client = new AscendClient({ apiKey: 'owkai_...' });

// Create smart rule
const rule = await client.createSmartRule({
  name: 'Block After Hours Trading',
  conditions: {
    action_type: 'trade_execution',
    time_of_day: { $gte: '18:00', $lte: '06:00' }
  },
  action: 'DENY'
});

Next Steps

Smart Rules - Rule configuration
Risk Assessment - Risk scoring
Approval Workflows - Workflow setup

Document Version: 2026.04 | Last Updated: April 2026

Overview​

Base URL​

Smart Rules​

Create Smart Rule​

Condition Operators​

Rule Actions​

Response​

List Smart Rules​

Delete Smart Rule​

Risk Configuration​

Get Risk Configuration​

Create Risk Configuration​

Activate Risk Configuration​

Policy Templates​

List Templates​

Create Policy from Template​

Pending Approvals​

List Pending Approvals​

Approve Workflow Action​

Smart Rules Analytics​

SDK Examples​

Python​

Node.js​

Next Steps​